What To Bring To The 1st Consultation Checklist
Our Mission
As a financial advisor since 1992, our mission is to provide clients with the knowledge and expertise they need to make educated financial decisions. In order to accomplish this, we combine our experience in the financial services industry with quality investment alternatives and the latest information and technology available. We strive to present information in a straightforward, understandable manner so that together with our clients, we can determine appropriate options available for their financial situation. We constantly consider changes in both the marketplace and in our clients' needs, making necessary adjustments to help them pursue their financial goals.
Document Checklist for Our First Meeting
From Your Bank:
- Checking Statement
- Money Market Statement
- Savings, CD Statements
From Your Broker:
- Latest Monthly Statement
- Mutual Fund Company current value of investments
From Your Insurance Company:
- Annual Statements
- Insurance Policies
- Annuity Contracts
From Your Employer:
- 401(k or other Company Retirement Plan Deferred Comp
- Company Stock or Option Awards
- Employee Benefits
From Your Personal Files:
- Tax Returns (last 2 years)
- Monthly Budget (if maintained)
- Mortgage
- Major Credit Balances
- Will or Trust Agreements
- Other Documents or Assets you would like us to review
Get Started
Ready to Take the Next Step?
If you're looking for a team with a structured, research-driven approach to your financial life, we'd welcome the opportunity to talk. Let's start with a conversation about your goals.